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Office Hours | Wednesdays, 2:00pm CT
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PLANNING
Meet Our New Team Member
The Centralized Planning team is growing! Lisa Mange joins us as a Senior Financial Planning Specialist, adding both planning expertise and capacity. She is a CFP® professional and has been financial planning since 2019.
When she is not planning, Lisa is enjoying West Michigan lake summers, camping, and river tubing. She has also finished the Detroit International Half Marathon, one of the most highly rated races in the US, which routes into Canada through two international border crossings.
Live Webinar with Wealth.com
Thursday, August 6 at 2:00pm CT | 50-minute Live Session
Estate and tax planning continue to move further into the client conversation. Wealth.com, our estate planning partner, gives you the tools to bring both into your practice, and the team has released a series of recent upgrades and enhancements.
Join us for a live session on Thursday, August 6 at 2:00pm CT. The 50 minute session is open to all member firms, whether Wealth.com is already part of your workflow or you are weighing your options.
What to expect:
Walk through a general overview of the platform
See the recent upgrades and enhancements
Understand how the tools support estate and tax planning conversations
Ask the Wealth.com team your questions
CUSTODIAL + OPERATIONS
Client Service Office Hours: July Recap
Thanks to everyone who joined this month's office hours. Here's a rundown of the custodial updates, reminders, and resources covered, so you have it handy for reference.
Schwab Updates
Monthly forms refresh. Several forms have new accepted versions. Here's what's current and through when:
IRA: version 64, accepted through 10/9/2026
Schwab One Personal: versions 44-46, accepted through 10/9/2026
Trust: version 22, accepted through 10/9/2026
Incorporated: version 21, accepted through 10/9/2026
Non-Incorporated: version 24, accepted through 10/9/2026
IA LPOA: version 32, accepted through 10/9/2026
Inherited IRA for Individuals: version 22, accepted through 10/9/2026
Inherited IRA for Estates, Trusts, Orgs: version 15, accepted through 10/9/2026
Custodial / Minor IRA: version 15, accepted through 10/9/2026
Options / Trading / Margin: version 31 accepted through 8/19/2026, version 32 accepted through 10/9/2026
SEP/SIMPLE IRA Recharacterization: now built into the IRA form. The prior standalone form is accepted through 9/1/2026
Heads up: Annual SLOA notifications are going out to clients now through August, reminding them of the authorizations currently on file. No action needed on your end, just a note in case clients have questions.
Fidelity Updates
New: Service Center Status Items are now available
New: Update Accounts, a digital hire/fire form. You'll need the account number, first and last name, mobile phone, and email address
Add Agent or Advisor: include all three G-numbers, same as the paper form
AMA: Level 1 is available for both first- and third-party requests
Deceased Client Reminders
A quick refresher on the process:
Contact your Schwab service team right away to report the death. The agreement between all parties is no longer valid once you do.
Email [email protected] letting us know that the client has passed away.
Check the account registration list in the "What you'll need" section to confirm which forms apply. If your account registration isn't listed, reach out to your Schwab service team.
Once you've identified the right form, DocuSign can be used to submit it to Schwab.
Donor Advised Funds
Schwab:
No minimum to open an account or to add contributions
Administrative fee is deducted directly from the account, either annually or quarterly
Accounts must be over $100,000 to invest in Triad models and be charged a fee (annual fee capped at 1%)
Below $100,000, clients can choose from predefined investment pools
Account opening is supported through the Digital Workflow
More detail is available in the DAF Overview & Training
Fidelity: Not currently supported.
Triad Wealth Contacts, Quick Reference
Investments – [email protected] — model recommendations and investment questions
Operations – [email protected] 785-838-5194 — account updates, custodial questions, billing, and everything else outside investments and trading
Planning – [email protected] — advanced planning questions or outsourced financial planning services
Trading – [email protected] 785-838-5146 — model assignments, one-off trades, and cash raises/investments
INVESTMENT MANAGEMENT
Weekly Updates
WATCH ON-DEMAND
Recorded Office Hours Sessions
Missed a session? Watch the recorded Office hours below.
PLANNING
Trump Accounts
INVESTMENT MANAGEMENT
ESG Investing
COMPLIANCE
Rollover Best Practices
CLIENT SERVICE
Deceased Clients & What to Do
IN THE NEWS
Triad Wealth Partners Featured
BUSINESS INSDER
Funds That Multiply the Stakes of Stock Bets Are More Popular Than Ever—and Facing Bans Overseas
Business Insider examines the growing popularity and potential risks of leveraged ETFs, featuring insights from Triad Wealth Chief Investment Officer Brent Coggins. The article explores how daily resets and market volatility can significantly affect long-term investor outcomes.
Read the Full Article
For advisor use only. Investment advisory services offered through Triad Wealth Partners, LLC, an SEC Registered Investment Advisor.
© 2026 Triad Wealth Partners. All rights reserved. Triad Wealth Partners, LLC (“Triad Wealth Partners” or “the Firm”) is an SEC registered investment adviser with its principal place of business in Lawrence, KS. Registration of an investment adviser does not imply a certain level of skill or training. The Firm provides investment advisory services for clients nationally. Triad Wealth Partners will maintain all applicable registrations, notice filings, and/or licenses as required by the various states in which the Firm conducts business.
Investing involves risk including complete loss of principal. Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable. Asset allocation can be used in an effort to manage risk and enhance returns.
It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.
This material is intended to provide general information about Triad Wealth Partners and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services is provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information. The information is of a general nature and should not be construed as investment advice.
Please visit https://adviserinfo.sec.gov/firm/summary/326523 for important regulatory information about Triad Wealth Partners.